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Course Details

Investment Management Law
#6041

Type

LEC

Credits

2 cr.

Student Year

2L/3L

Description:

This course will cover policy & regulation governing pooled investment vehicles and their managers. We will engage in a close study of the Investment Company Act of 1940 and its companion statute, the Investment Advisers Act of 1940. The primary focus will be the regulation of mutual funds, but attention will also be given to alternative investment vehicles, such as hedge funds, private equity funds and exchange-traded funds.

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Sections

Spring 2014: Investment Management Law

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  • Adjunct Professor David Royal

Type

LEC

Credits

2

Student Year

2L/3L

Course Reserves

rd.lib.umn.edu... ReservesList&ci=2151

Details:

(see course description, above)

(no readings)

Spring 2013: Investment Management Law

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  • Adjunct Professor David Royal

Type

LEC

Credits

2

Student Year

2L/3L

Details:

(see course description, above)

(no readings)