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Course Details

Financial Regulation
#6061

Type

LEC

Credits

3 cr.

Student Year

2L/3L

Description:

This course will be a high-level overview of several different areas of financial regulation: banking regulation, insurance regulation, and elements of securities regulation (particularly broker-dealer and investment company regulation).

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Sections

Spring 2015: Financial Regulation

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Type

LEC

Credits

3

Student Year

2L/3L

Details:

(see course description, above)

(no readings)

Fall 2013: Financial Regulation

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Type

LEC

Credits

3

Student Year

2L/3L

TWEN

lawschool.westlaw.com... courseid=163549

Details:

Assignment One: Features and Risks of Financial Institutions. 

Saunders and Cornett ch. 1 pp. 2-21, 24-33 (available on TWEN)

Documents and Readings:

Fall 2012: Financial Regulation

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Type

LEC

Credits

3

Student Year

2L/3L

TWEN

lawschool.westlaw.com... courseid=142170

Details:

For Financial Regulation, the first assignment is  

*SC ch. 1 pp. 2-21, skim 21-33

*SC ch. 7, pp. 181-97

BOTH readings are available only through the TWEN website

(no readings)