• Financial Regulation – 6061

    Spring 2022




  • Course Equivalency

    Students may NOT earn credit if LAW 5061 Financial Regulation was previously completed.

    Subject Area
    • Administrative & Regulatory Law
    • Business Law *
    Student Year
    Upper Division, LL.M.
    Grade Base
    A - F
    Course type

This course will be a high-level overview of several different areas of financial regulation: banking regulation, insurance regulation, and elements of securities regulation (particularly broker-dealer and investment company regulation).

Contact Information

University of Minnesota Law School

Walter F. Mondale Hall | 229 19th Avenue South | Minneapolis, MN 55455

P: 612-625-5000

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